| Series
Number |
Title |
Retention (Years) |
Disposition |
| U0400 |
Academic
Action Authorization File |
Ind.
|
Destroy
five years after graduation or last date of attendance |
| U0401 |
Academic
Records - (Master or Official Student Record)(V) (C) |
P
|
Retain
in Creating Unit or transfer to the University Archives |
| U0402 |
Acceptance
Letters - (Enrolled Students) |
Ind.
|
Destroy
five years after graduation or last date of attendance |
| U0403 |
Acceptance
Letters - (Individuals who do not enter whether accepted or rejected) |
Ind.
|
Destroy
three years after application term |
| U0404 |
Advanced
Placement Records - (Enrolled Students) (C) |
Ind.
|
Destroy
five years after graduation or last date of attendance |
| U0405 |
Advanced
Placement Records - (Individuals who do not enter whether accepted
or rejected) (C) |
Ind.
|
Destroy
three years after application term |
| U0406 |
Applications
for Admissions - (Individuals who do not enter whether accepted or
rejected) (C) |
Ind.
|
Destroy
three years after application term |
| U0407 |
Applications
for Admission or Readmission - (Enrolled Students) |
Ind.
|
Destroy
five years after graduation or last date of attendance |
| U0408 |
Applications
for Graduation |
Ind.
|
Destroy
one year after graduation or last date of attendance |
| U0409 |
Change
of Grade File |
P
|
Retain
in Creating Unit |
| U0410 |
Class
Rosters |
1
|
Destroy |
| U0411 |
Class
Schedules - (Faculty) |
Ind.
|
Destroy
when obsolete |
| U0412 |
Class
Schedules - (Institutional Record Copy) |
P
|
Transfer
one copy of each schedule to the University Archives. Destroy excess
copies when no longer needed administratively |
| U0413 |
Counseling
Files - (Academic) |
Ind.
|
Destroy
five years after graduation or last date of attendance |
| U0414 |
Course
Change File - (Add/Drop) |
Ind.
|
Destroy
one year after date submitted |
| U0415 |
Course
Syllabuses - (In Academic Council Minutes) |
P
|
Transfer
to the University Archives when no longer needed for current classroom
activity. Duplicate copies may be destroyed when no longer useful |
| U0416 |
Credit
by Examination File (C) |
Ind.
|
Destroy
five years after graduation or last date of attendance |
| U0417 |
Credit/No
Credit Approval File |
Ind.
|
Destroy
one year after date submitted |
| U0418 |
Curriculum
and Instruction File - (Faculty) |
Ind.
|
Destroy
when obsolete |
| U0419 |
Degree
Audit records |
Ind.
|
Destroy
five years after graduation or last date of attendance |
| U0421 |
Degrees
Awarded Files - (Includes Associate, Undergraduate, Graduate) |
Ind.
|
Transfer
permanent documentation to Master Student File, Series U0401. Destroy
remainder five years after graduation or last date of attendance. |
| U0422 |
Disciplinary
Action Documents - (Enrolled Students) |
Ind.
|
Destroy
five years after graduation or last date of attendance |
| U0423 |
Enrollment
Statistical Reports |
P
|
Transfer
one copy of each report to the University Archives. Destroy excess
copies when no longer needed administratively |
| U0424 |
Enrollment
Verifications File |
Ind.
|
Destroy
one year after verification |
| U0425 |
Entrance
Examination Reports - (Enrolled Students) (C) |
Ind.
|
Destroy
five years after graduation or last date of attendance |
| U0426 |
Entrance
Examination Reports - (Individuals who do not enter whether accepted
or rejected) (C) |
Ind.
|
Destroy
one year after application term |
| U0427 |
Fee
Assessment Forms File - (Enrolled Students) |
Ind.
|
Destroy
five years after graduation or last date of attendance |
| U0428 |
Financial
Aid Documents - (Supporting documentation such as applications and
other records used to make a determination of financial need) |
Ind.
|
Destroy
five years after annual audit has been accepted by the federal Department
of Education |
| U0429 |
Final
Examination Schedule - (Faculty) |
6
mos. |
Destroy
|
| U0430 |
Foreign
Student File - (May include Immigration and Naturalization documents)
- NOTE: Some documents from institutions in other countries may be
originals. The Records Custodian may want to return these to the student
rather than destroy. (V)(C) |
Ind.
|
Destroy
five years after graduation or last date of attendance |
| U0431 |
Grade
Information File - (Individual colleges, study areas)(C) |
Ind.
|
Destroy
one year after date distributed. NOTE: WKU policy changed to state
that faculty may destroy their gradebooks one year after distributed
at Council of Academic Deans, May 9, 2000. |
| U0432 |
Grade
Sheets - (Original) (C) |
P
|
Retain
in Creating Unit |
| U0433 |
Grade
Statistical Report - (Record Copy) |
P
|
Transfer
one copy of each report to the University Archives. Destroy excess
copies when no longer needed administratively |
| U0434 |
Graduation
Authorization File |
Ind.
|
Destroy
five years after graduation or last date of attendance |
| U0435 |
Graduation
Lists |
P
|
Transfer
one copy of each list to the University Archives. Destroy excess copies
when no longer needed administratively |
| U0436 |
Medical
Records - (Enrolled Students) (C) |
Ind.
|
Destroy
ten years after graduation or last date of attendance |
| U0437 |
Medical
Records - (Individuals who do not enter whether accepted or rejected)
(C) |
Ind.
|
Destroy
three years after application term |
| U0438 |
Name
Change Authorization File |
Ind.
|
Destroy
five years after graduation or last date of attendance |
| U0439 |
Pass/Fail
Request File |
Ind.
|
Destroy
one year after date submitted |
| U0440 |
Placement
Scores - (Enrolled Students) (C) |
Ind.
|
Destroy
five years after graduation or last date of attendance |
| U0441 |
Placement
Scores - (Individuals who do not enter whether accepted or rejected)
(C) |
Ind.
|
Destroy
three years after application term |
| U0442 |
Readmission
File - (Individuals who do not enter whether accepted or rejected) |
Ind.
|
Destroy
one year after application term |
| U0443 |
Recruitment
Materials - (For a specific term) |
Ind.
|
Destroy
three years after application term, graduation, or last date of attendance,
whichever is appropriate. NOTE: Reports, statistical information,
if created, should be transferred to the University Archives for permanent
retention |
| U0444 |
Registration
Forms |
Ind.
|
Destroy
one year after date submitted |
| U0445 |
Requests/Disclosures
of Personally Identifiable Information File (V) |
Ind.
|
Destroy
when affected record is destroyed |
| U0446 |
Residency
Classification Forms File |
Ind.
|
Destroy
five years after graduation or last date of attendance |
| U0447 |
Social
Security Certification File |
Ind.
|
Destroy
one year after certification |
| U0448 |
Student
Class Schedules |
Ind.
|
Destroy
one year after graduation or last date of attendance |
| U0449 |
Student
File - (Active) - (College or department copy) (C) |
Ind.
|
Transfer
permanent information to Master Student Record, Series U0401. Destroy
remainder five years after graduation or last date of attendance |
| U0450 |
Student
File - (Inactive) - (College or department copy) (C) |
Ind.
|
Transfer
permanent information to Master Student Record, Series U0401. Destroy
remainder five years after graduation or last date of attendance |
| U0451 |
Student
File - (Masters Degree Program) - (Declined and Denied) |
2
|
Destroy |
| U0452 |
Student
Government Files |
P
|
Transfer
to the University Archives |
| U0453 |
Student
Requests for Nondisclosure of Directory Information File - (that University
not provide access to directory information) (V) |
Ind.
|
Destroy
one year after termination of request |
| U0454 |
Student
Waivers for Rights of Access to See Letters of Recommendation for
Admission File (V) |
Ind.
|
Destroy
when affected record is destroyed. NOTE: Students who revoke their
waivers may not see letters of recommendation submitted during the
time waivers were in force, per Family Educational Rights and Privacy
Act |
| U0455 |
Student
Worker Time Sheets |
5
|
Destroy
after audit (WKU POLICY) |
| U0456 |
Student's
Written Consent for Records Disclosure File (V) |
Ind.
|
Destroy
upon termination of consent or destruction of affected record |
| U0457 |
Teacher
Certifications File |
Ind.
|
Destroy
one year after certification period |
| U0458 |
Test
Scores - (Enrolled Students) (C) |
Ind.
|
Destroy
five years after graduation or last date of attendance |
| U0459 |
Transcript
Request File - (Student) |
Ind.
|
Destroy
one year after date submitted |
| U0460 |
Transcripts
- (Enrolled Students) - (Copies from other high schools/colleges)
(C) |
Ind.
|
Destroy
five years after graduation or last date of attendance. NOTE: Some
documents from other institutions in other countries may be originals.
The Records Custodian may want to return these to the student rather
than destroy them |
| U0461 |
Transcripts
- (Individuals who do not enter whether accepted or rejected) - (Copies
from other high schools/colleges) (C) |
Ind.
|
Destroy
three years after application term. NOTE: Some documents from other
institutions in other countries may be originals. The Records Custodian
may want to return these to the student rather than destroy them |
| U0462 |
Transfer
Credit Evaluations |
Ind.
|
Destroy
five years after graduation or last date of attendance |
| U0463 |
Tuition
and Fee Change File |
Ind.
|
Destroy
five years after graduation or last date of attendance |
| U0464 |
Veteran's
Administration Certification File |
Ind.
|
Destroy
three years after graduation or last date of attendance |
| U0465 |
Withdrawal
Authorization File |
Ind.
|
Destroy
two years after graduation or last date of attendance |
| U0466 |
Work
Study Files |
Ind.
|
Destroy
five years after graduation or last date of attendance |
| U0467 |
Academic
Records - Correspondence/Independent Study - High School Division
(V)(C) |
P
|
Retain
in creating unit |
| U0468 |
Personnel
Records - Students (C) |
Ind.
|
Destroy
five years after termination of employment |
| U0469 |
Student
Learning Contract File - Internship agreements (C) |
Ind.
|
Destroy
five years after termination of employment |
| U0470 |
Course
Proposal File - Approved |
Ind.
|
Destroy
one year after notification of approval |
| U0471 |
Course
File - Not Approved |
Ind.
|
Destroy
after audit (WKU POLICY) |
| U0472 |
Applications
for Scholarships File - Accepted (C) |
Ind.
|
Destroy
three years after expiration of award period |
| U0473 |
Applications
for Scholarships File - Declined (C) |
Ind.
|
Destroy
one year after issuance of letter |
| U0474 |
Health
and Fitness Record (C) |
5
|
Destroy
after audit (WKU POLICY) |
| U0475 |
Student
Disability Services File (C) |
Ind.
|
Destroy
five years after graduation or last date of attendance |
| U0476 |
Student
Credential File (C) |
Ind.
|
Destroy
five years after last date of activity |
| U0477 |
Dental
Records - Students (C) |
Ind.
|
Destroy
ten years after graduation or last date of attendance |
| U0478 |
Appeals
File - Students (C) |
3 |
Destroy |