Annual Report FY 96
July 1, 1995 through June 30, 1996


INTRODUCTION

The Office of Sponsored Programs (OSP) provides pre- and post-award services for faculty, staff members and students seeking external support for research and proposal development, instruction and public service, scholarships, and fellowships. It assists faculty and staff members in writing memoranda of agreement and understanding, and contract and subcontracts (subgrants) with external sponsors. The OSP is the administrative representative for all externally funded programs; and is the link between projects and the Office of Academic Affairs, Graduate Office, Accounts and Fiscal Services, Office of Budget and Information Management, academic colleges and departments, and all support units of the University. On behalf of these entities, the OSP coordinates proposal routing; maintains a database of faculty and staff members' interests; identifies potential sponsors; assists with proposal development; presents workshops; cooperates with grant development initiatives of the deans, the Center for Teaching and Learning, and units across the campus; provides individual consultation; renders contract compliance and institutional assurance; establishes charts of accounts for awards; negotiates post-award modifications; and provides liaison with external agencies on behalf of the University.

RECORD AWARDS RECEIVED, FY96

In this reporting period, Western Kentucky University received 255 awards in the amount of $13,301,182 that included $717,684 in indirect recovery costs; and during FY96 $540,542 was actually collected. The remainder will be collected in FY97 and FY98, owing to awards coming late in the FY and multiple year projects. (See Appendix A.) Compared to last year, these data reflect an increase of 45 awards (+21%) and a dollar increase of $2,362,768 (+22%). FY96 marked the second straight year of increased in both the number and dollar amount of awards.

Compared to FY95, there was an increase of $292,070 in indirect recovery costs (+67%).

Table 1:  AWARDS RECEIVED, 1988-1996
 FY 	Number of Awards Received	Amounts of Awards Received
1988	                120	                         3,847,102
1989	                147	                         4,612,829
1990	                143	                         5,526,732
1991	                174	                         6,099,700
1992	                193	                         7,728,693
1993	                212	                        10,154,724
1994	                193	                        10,103,642
1995	                210	                        10,938,414
1996	                255	                        13,301,182

Table 2: Awards Received by Academic College and Other Units FY 96

Comparisons with previous year fourth quarter awards are made with many of the programs in the last two columns of Table 2. (Indirect costs are included in the total award and are also broken out separately.) Among the highlights was the dramatic increase in award amount by Ogden College (70.5%) and in indirect cost recovery. Ogden increased indirect cost recovery by $268,496 (566%). The Center for Training and Development (CTD) more than doubled its award dollars and tripled its indirect costs recovery compared to the previous year.

Unit Totals:	Total Awards FY96	Total Awards FY 95	Indirect Costs
FY96	Indirect Costs
FY95
1. College of Education and Behavioral Sciences	5,703,075	5,902,010	330,628	369,702
2. Ogden College of Science, Technology and Health	4,213,369	2,471,132	308,831	40,335
3. Educational Television and Radio Services	1,112,011	970,014	0	0
4. Center for Training and Development	847,584	411,211	51,420	17,134
5. Career Services	240,000	265,000	0	0
6. Institute for Economic Development and Public Service	235,040	178,540	11,953	0
7. Potter College of Arts, Humanities and Social Sciences	194,593	234,404	7,194	3,143
8. Public Safety	138,603	0	0	0
9. Admissions	135,316	32,000	0	0
10. Continuing Education	93,123	71,440	6,898	5,300
11. Counseling Services Center	87,600	0	0	0
12. Small Business Development Center	67,600	67,600	0	0
13. Finance Management Institute	63,613	62,670	0	0
14. Student Health and Wellness	47,583	46,839	0	0
15. Minority Student Support Center	33,391	29,00	0	0
16. Student Affairs	30,000	0	0	0
17. Community College of Western Kentucky University	24,655	128,004	0	0
18. Library	17,202	14,751	560	0
19. Bowling Green College of Business	8,500	9,799	0	0
20. Academic Affairs	8,324	0	200	0
Totals:	13,301,182	10,865,643	717,684	435,614
Table 3: Awards Received by Academic Departments, FY96

Fifteen academic departments, five fewer than last year, and 51 faculty members (20 more than last year) received 46% of the total awards and 63% of the indirect costs. Last year twenty academic departments received 51% of total awards and 53% of indirect costs. (In Table 3 below, indirect costs are included in the total award and are also broken out separately. These are costs actually awarded but not all were collected in FY96 owing to awards late in the year.) Individuals receiving more than one award are signified with the number of awards in parenthesis.

Unit	Awardees	Total Award	Indirect Costs
1. Physics and Astronomy	W. Buckman, R. Hackney (2), D. Harper, C. McGruder (4), R. Scott, W. VanderMeer, G. Vourvopoulos (2)	2,558,654	256,373
2. Teacher Education	B. Askins (2), T. Daniel, S. Evans, B. Kacer, R. Otto, Richard (2), J. Schliefer, V. Stayton (6), J. Vokurka (7), T. Wilson (3)	1,118,710	42,825
3. Psychology	K.  Ball (2), J. Craig, L. Layne (2), E. Lemerise, J. O'Connor, D. Roenker	811,812	78,103
4. Public Health	D. Dunn (3)	477,400	16,326
Educational Leadership	M. Barton, D. Cline, D. Nims, C. Wagner (3)	332,436	17,160
5. Agriculture	D. Coffey (7), P. Dotson, L. Hughes (2), R. Johnson.	223,846	15,587
6. Nursing	M. Hazzard (3), S. Jones (2)	158,515	10,810
7. Journalism	J. Albers, J. Highland	117,881	3,178
8. Biology	K. Balak, R. Hoyt (3), J. Jack (3), M. Stokes	112,810	1,270
9. Mathematics	N. Iraniparast, D. Neal, W. Weidemann	94,856	4,325
10. English	J. Hagaman (2)	51,800	2,800
11. Engineering Technology	J. Russell	34,690	1,820
12. Industrial Technology	M. Tiryakioglu (2)	16,545	168
13. Finance and CIS	J. Post	8,500	0
14. History	C. Crowe-Carraco, J. Hardin, J. Thacker	8,500	0
15. Consumer and Family Sciences	T. Mitchell	5,928	0
Totals:	51 faculty members counted once
won 93 awards (36% of total number of awards)	6,132,883	450,745
Table 4: Awards Received by Chief Support Units, FY 96

Support units outside of academic colleges contributed 8% of the awarded dollars. They contributed 9% of the indirect costs recovered from awards. In all, 15 project directors in 13 support units received awards.

Unit	Awardees	Total Award	Indirect Costs
1. Educational Television & Radio	J. Barnaby, D. Wilkinson (8)	1,112,011	0
2. Center for Training and Development	K. Mussnug (62), P. Myers (28)	847, 584	51,420
3. Career Services	J. Owen	240,000	0
4. Institute for Economic Development and Public Service	S. House (5)	235,040	11,953
5. Public Safety	M. Wallace	138,603	0
6. Admissions	A. Wagoner (3)	135,316	0
7. Counseling Services Center	R. Greer (4)	87,600	0
8. Small Business Development Center	R. Horn	67,600	0
9. Financial Management Institute	J. Nichols	63,313	0
10. Student Health and Wellness	N. Givens 	47,583	0
11. Student Affairs	J. Wilder	30,000	0
12. Community College	J. Boles (4)	24,655	0
13. Library	M. Binder (11)	17,202	560
Totals:	15 awardees and 132 awards	1,086,912	63,933
Awards Received by Chief Support Units in the College of Education and Behavioral Science FY96 The four grant-funded support programs in the table below accounted for 25% of the total award dollars of $13,301,182.

Unit	Awardees	Total Award	Indirect Costs
Training & Technical Assistance Services	Colleen Mendel (9)	2,470,643	119,550
WKU Upward Bound	Linda Gaines	263,927	17,530
Veterans Upward Bound	Gary Gray, Randy Wilson	445,962	31,404
Educational Talent Search	Teresa Ward	245,832	18,210
Totals:		3,426,364	186,694
Table 5: Awards Received by Award Type FY 96

Awards received are categorized by award type: grants, memoranda of agreement or understanding (MOA/MOU), contracts, and subcontracts.

Award Type	Number of Awards	% of Award Number	Amount of
Awards	Amount of Indirect Costs Recovered	Percent of
 Indirect Costs Recovered
Grants	76	30	6,101,096	239,335	33
Memoranda of Agreement or Understanding	140	55	2,843,314	86,362	12
Subcontracts	22	7	2,307,035	267,429	37
Contracts	17	7	2,049,737	124,858	17
Total:	255	99%	$13,301,182.00	$717,984.00	99%
Table 6: Awards Received by Project Type FY 96

Awards are categorized by project type: instruction, research, public service, and scholarships. Awards for research increased 73% over a year ago when the total was $1,959,691. On the other hand, awards were instruction decreased by 17% from a year ago when the total was $2,282,164. Awards for public service projects increased 7% over a year ago.

Project Type	Number of Awards	% of Award Number	Dollar Amount of
Awards	Amount of Indirect Costs Recovered	Percent of
 Indirect Costs Recovered

Instruction	125	49	2,666,662	106,219	15
Research	26	10	3,396,187	322,736	45
Public Service	101	40	7,103,017	288,729	40
Scholarships	3	1	135,316	0	0
Total:	255	100%	$13,301,182.00	$717,684.00	100%
Table 7: Awards by Funding Sources for FY96

In dollar amount, Federal awards were up by 25% over last year. State awards were down 7.5% compared to the fourth quarter last year. Awards from agencies in the state other than state cabinet offices, however, were up 106%. Awards from foundations were down 46% compared to last year.

Funding Source	Number of Awards	% of Award Number	Dollar Amount of
Awards	Amount of Indirect Costs Recovered	Percent of
 Indirect Costs Recovered
Federal	47	18	6,832,492	400,868	56
State	57	22	2,101,637	64,630	9
Other Public (other than state agencies)	
138	
55	
3,954,274	
252,186	
35
Foundations	13	5	412,779	0	0
Totals:	255	100%	$13,301,182.00	$717,684.00	100%
Table 8: Top Ten Sponsors In Dollars Awarded FY96

In this reporting period, 68% of the dollar amount of awards (4% less than last year) and 42% of the number of awards 14% more than last year) came from the top ten sponsors. Federal and Other Public agencies (those outside of state government) emphasizing a wide variety of functions topped the award amount.

Sponsor/Type	$ Awarded	# of Awards	% of total $ Awarded	% of # of Awards

1. Department of Health & Human Services-Federal	2,234,321	4	17	.016
2. U. S. Department of Education-Federal	1,409,841	7	11	2.7
3. Tennessee State University-Other Public	1,000,000	1	8	.004
4. Bluegrass State Skills Corporation-Other Public	771,858	53	6	21
5. Kentucky Department of Education-State	661,681	22	5	9
6. Corporation for Public Broadcasting-Other Public	536,097	4	4	2
7. University of Kentucky Research Foundation (includes all EPSCoR awards)-Other Public	845,376	12	6	5
8. Lockheed Martin Systems, Inc.-Federal	498,463	1	4	.004
9. National Institute on Aging-Federal	483,082	2	4	.008
10. University of Louisville Research Foundation-Other Public	399,475	4	3	2
Totals:	$8,840,194.00	110	68%	42%
PROPOSAL SUBMISSIONS

Table 9. Number and Amount of Proposals Submitted, FY88-96

Record proposals were submitted in FY 96 in both number and dollar amount. In this reporting period, 22 academic departments, 3 more than last year, and 16 support units, 7 more than last year, comprising 104 faculty and staff (79 faculty and 25 staff) submitted 277 proposals (77 more than last year) totaling $26,106,221. (See Appendix B.) Since 1988 there has been a 68% increase in the number of proposals submitted and a 130% increase in the dollar amount of proposals. Compared to last year, there was a 39% increase in the number of proposals and a 58% increase in the dollar value of proposals.

FY 88-FY 96	Number of Proposals Submitted	$Amount of Proposals Submitted
1988	165	11,340,248
1989	173	  8,832,369
1990	181	11,454,779
1991	214	12,792,849
1992	219	1`5,393,012
1993	213	16,678,380
1994	220	16,994,906
1995	200	16,494,952
1996	277	26,106,221
Table 10: FY 1996 Proposals by College or Principal Unit

College/Principal Unit	$ Amount of Proposals	% of Amount of Proposals	# of Proposals	% of # of Proposals
Business	8,500	0	1	0
CEBS	10,791,955	41	60	22
Ogden	10,399,689	40	95	34
Other	2,859,739	11	106	38
Potter	2,046,338	8	15	5
Totals:	$26,106,221.00	100%	277	99%
Table 11. Academic Departments Submitting Proposals Quarter FY 96

These units submitted 82% of the total dollar amount of proposals and accounted for 56% of the total number of proposals that were submitted. Seven more faculty submitted proposals than last year. Four more academic departments submitted proposals than last year.

Department	$$ Amount of Submissions	Project Directors/Total Submissions
1. Educational Leadership	4,988,706	M. Barton, D. Cline, C. Manco (5), D. Nims (2), C. Wagner (4)
2. Physics/Astronomy	3,992,525	W. Buckman, M. Carini (5), S-Y Chen, R. Glederman (3), K. Hackney, R. Hackney (3), D. Harper, C. McGruder (4), R. Scott, G. Vourvopoulos (4)
3. Chemistry	3,883,020	D. Dahl, M. Kubasik (2), C. Lee (3), W-P Pan (13), L. Shank (2), D. Slocum (5)
4. Teacher Education	2,192,857	B. Askins (2), T. Daniel, S. Evans, B. Kacer, J. Roberts, R. Roberts, J. Schliefer, V. Stayton (4), J. Vokurka (7), T. Wilson (5)
5. Psychology	1,562,076	K. Ball (3), J. Bilotta, J. Craig, L. Layne (3), J. O'Connor, S. Ramsay
6. Journalism	1,081,470	J. Albers, J. Barnum, J. Highland, M. Morse
7. Biology	714,317	D. Balak, R. Hoyt, J. Jack (9), M. Stokes
8. Industrial Technology	530,973	D. Jackson, T. Leeper, M. Tiryakioglu (2)
9. Public Health	477,400	D. Dunn (3)
10. Physical Education and Recreation	356,964	C. Daniel, K. Eddleman
11. History	335,661	C. Bussey (2), J. Hardin, J. Thacker
12. Nursing	313,206	M. Hazzard (3), S. Jones (2)
13. Government	307,777	J. Petersen (2)
14. Mathematics	180,306	C. Ernst, N. Iraniparast, D. Mooney, D. Neal, B. Richmond, C. Wells
15. Consumer and Family Sciences	120,376	T. Mitchell, J. Rasdall
16. Agriculture	118,775	L. Brown, D. Coffey (5), P. Dotson, L. Hughes (2), D. Stiles
17. Philosophy and Religion	116,125	C. Pinnick (2)
18. Music	109,404	J. Duff
19. Geography and Geology	43,977	A. Petersen, C. Groves
Totals:	$21,425,915.00	156 Proposals by 74 faculty
Table 12. Support Units Submitting Proposals in FY96

In addition, 20 support units submitted proposals for $4,541,215.

Name of Unit	Amount of Submissions	Project Directors/Total Submissions
1. T/TAS	1,204,838	C. Mendel (7)
2. Educational TV & Radio Services	852,109	J. Barnaby, D. Wilkinson (5)
3. Center for Training & Development	588,464	K. Mussnug (45), P. Myers (29)
4. Educational Talent Search	245,832	T. Ward
5. Career Services	240,000	J. Owen
6. Office of Sponsored Programs (for) Agriculture, Allied Health & Human Services, Community College, Nursing  	223,896	J. Boles/M. Hazzard/R. Meador/P. Myers/J. Rudolph
7. Veterans' Upward Bound	222,981	R. Wilson
8. Library	169, 649	N. Baird/P. Wright, M. Binder, L. Lee 
9. Public Safety	138,603	M. Wallace
10. Continuing Education	113,909	S. Webb, M. Loveless
11. Institute for Economic Development	109,834	S. House (6)
12. Student Affairs	91,198	J. Wilder
13. Student Health & Wellness	72,569	N. Givens (2)
14. Small Business Development Center	67,600	R. Horn
15. Financial Management Institute	63,613	J. Nichols
16. Admissions	54,316	A. Wagoner
17. Counseling Services Center	43,000	R. Greer
18. Community College	22,655	J. Boles (3)
19. Academic Affairs	8,324	J. Addington
20. Center for Math, Science, & Environmental Education	7,825	J. Martin
Totals:	$4,541,215.00	115 proposals by 29 individuals
Table 13. Proposals Submitted FY 96 by Proposal Type

41% of the dollar amount of proposals submitted supported Research. Only 17% of the dollar amount supported research last year. This difference marks a dramatic change in proposals. The dollar amount of research proposal in this FY was $7,900,000 more than last year. The number of research proposals submitted nearly doubled to go along with the dollar increase. There were 22 more instruction proposals than last year, although the dollar amount was slightly lower. There were 25 more public service proposals than last year for about $1,300,000 more than last year.

Proposal Type(By program classification numbers)	# of Proposals	% of Total Proposals	Amount of $ Submitted	% of Amount of $ Submitted
1.0 Instruction	128	46	7,475,012	29
2.0 Research	63	23	10,649,688	41
3.0 Public Service	81	29	7,902,905	30
8.1 Scholarships	5	2	78,616	0
Total:	277	100%	$26,106,221.00	100%
Table 14: Proposals Submitted by Agency Type

Agency Type	# of Proposals	% of Total Proposals Submitted	Amount of $ Submitted	% of Amount of $ Submitted
1. Federal	74	27	13,999,602	54
2. State	59	21	2,770,634	11
3. Other Public	123	44	4,161,002	15
4. Foundations	21	8	5,174,983	20
Total:	277	100%	$26,106,221.00	100%
Table 15: Top Ten Sponsors In Proposals Submitted FY 96

22% of the proposals were submitted to ten sponsors. The top ten sponsors constituted 35% less than the number of proposals to the top 10 last year. Then, the number of submissions to the top ten was 57%. The dollar value of proposals to the top ten sponsors constituted 62% of the total dollars of proposals. Last year the dollar value was 75%. Federal and Other Public sponsors were significant among the top ten.

	Agency	Number of Submissions	Amount Submitted
1. U. S. Department of Education-Federal	12	4,093,910
2. University of Kentucky Research Foundation (KY EPSCoR)-Other Public	23	3,024,954
3. U. S. Department of Energy-Federal	5	1,508,977
4. Ford Foundation-Foundation	1	1,500,000
5. Pew Charitable Trusts-Foundation	1	1,500,000
6. Tennessee State University-Other Public	1	1,000,000
7. John S. & James L. Knight Foundation	1	934,027
8. NASA-Federal	10	911,948
9. U. S. Department of Health & Human Services-Federal	2	890,153
10. University of Louisville Research Foundation	6	839,347
Percent of Total Submitted:	62	$16,203,316.00
Table 16: Indirect Costs in Proposals Submitted FY 96

Indirect costs were included in 161 of the 277 proposals submitted (58%). Indirect costs consumed 8% of the proposal total of $26,106,221. This data is 46% below what would have been proposed had we been able to propose our full on campus indirect cost rate of 54%.

College or Unit	Amount of Indirect Costs Proposed FY96
College of Education and Behavioral Sciences	625,667
Ogden College of Science, Technology, and Health	1,341,619
Potter College of Arts, Humanities and Social Sciences	193,410
Other Units	54,182
Total:	$2,214,878.00
COST SHARING IN GRANTS AWARDED FY 96

Cost sharing records reflect full costing of budgets and enables accurate cost sharing budget projections. During the FY 1996, $1,571,914, or 11.8% above the $13,301,182 awarded by external sponsors, consisted of WKU cost sharing as Table 16 shows. Adding the university cost sharing to the awards from external sponsors, means that the total amount of cash awards for FY96 was $14,873,096. The university cash cost shared 6.5% more than in the previous year. (There were 55 more awards.) In FY 96, heaviest cost sharing in awards received fell in the first and third quarters. In FY95, heaviest cost sharing in awards fell in the second and fourth quarters.

Of the 255 awards for FY 96, 57, or 22%, carried cost sharing obligations. Table 17 depicts the distribution and amounts of cost sharing for the fiscal year. These amounts will be charged against accounts in FY 96, FY 97, FY 98 and FY 99. Cost sharing in these awards falls heaviest in FY96.

Table 17. Cost Sharing in Grants Awarded FY 96

:Total Cost Sharing	Cost in 95-6	Cost 96-7	Cost 97-8	Cost 98-9	Cost 99-00
TOTAL FIRST QUARTER 96	570,072	557,253	12,819	0	0	
TOTAL SECOND QUARTER 96	223,155	97,189	107,210	18,756	0	
TOTAL THIRD QUARTER 96	204,843	111,555	48,870	10,458	0	
TOTAL FOURTH QUARTER 96	573,844	86,567	358,845	63,003	65,429	
TOTAL COST SHARING TO DATE FY96-99	1,571,914	852,564	527,744	92,217	65,429	
WKU cost sharing in total awards for FY95 equalled 9% of the 10,828,541 in total awards. In FY 96, WKU cost sharing in total awards equals 11.8%. Table 17 shows these percentages compared to award amounts. A detailed list for the fourth quarter is available upon request.

Table 18. Summary of Cost Sharing in Awards to Date
FY/Quarter	Amount of Cost Sharing 	Total Awards	% of total Cost Sharing in Awards for Quarter 	% Cost Sharing in Total Awards for the quarter _ FY(s) to date 
FY 95/1	59,010	4,268,568	6	0
FY 95/2	476,808	2,467,034	50	4
FY 95/3	40,582	1,226,108	4	0
FY 95/4	372,809	2,866,831	39	3


FY95 Totals:	949,209	10,895,414	99	9
FY 96/1	570,072	6,909,588	9	9
FY 96/2	223,155	1,910,213	13	10
FY 96/3	204,843	1,285,185	10.5	6
FY 96/4	573,844	3,195,496	18	2
Total Cost Sharing Thru FY96:	2,521,123	24,195,896		10.4
Table 19: Cost Sharing in Awards from Sponsored Programs Contributions Accounts, FY 96 As the Table 19 shows, there was $165,896 committed in cost sharing in awards in FY 96. Only $44,066 was committed for FY96. However, $118,590 was committed for FY 97. The 57 awards that drew upon the contributions accounts constituted 22.3% of the 255 total awards.

FY/Qtr	# Awds	Instruction	Research	Public Service

		FY 96	FY 97	FY 96	FY 97	FY 98	FY 99	FY 96	FY 97	FY 98
96/1	19	1116	0	7500	3000	0	0	0	0	0
96/2	9	0	0	0	0	0	0	29450	3606	0
96/3	5	0	0	0	0	0	0	0	1782	10458
96/4	24	6000	66441	0	19699	2500	2500	0	0	11844
Total:	57	7116	66441	7500	22699	2500	2500	29450	5388	22302
Table 20: Indirect Cost Sharing in Awards FY96

Indirect cost sharing occurs when the current negotiated rate of 54% of salaries is used for cost sharing (22% when over half of a project will occur off campus.) Generally, the amount of indirect money cost shared is the difference between 54% of salaries and the maximum indirect cost rate that sponsors will allow. For audit, the University will show $345,701 in indirect cost sharing for FY96. Table 18 indicates departments that received awards with cost sharing obligations during FY96 and the amounts. Much less was cost shared in indirect costs in FY 95--$59,145.

.             Indirect Cost Sharing in Awards FY 96

Department Indirect Cost Share Obligated in FY95 for FY96 Indirect Cost Share Obligated in FY96 for FY96 Indirect Cost Share Obligated in FY96 for FY97 Indirect Cost Share Obligated in FY96 for FY98 Indirect Cost Share Obligated in FY96 for FY99 Total Agriculture 2,016 2,016 Biology 2,148 19,995 22,143 Chemistry 5,460 3,670 88,505 43,768 45,398 186,801 Communications and Broadcasting 3,161 3,161 Continuing Education 19,952 19,952 Mathematics 4,307 4,858 9,165 Physics & Astronomy 61,545 61,545 SBDC 40,918 40,918 Total 9,767 133,410 113,358 43,768 45,398 345,701

COST SHARING IN PROPOSALS SUBMITTED FY 96

In addition to the $26,106,221 proposed, $4,225,332 consisted of cost sharing. The sum of these numbers equals the total proposal budgets for FY 96 --$30,331,553. This amount was proposed in 96 proposals, or 35% of the 277 proposals. This cost sharing amount is $2,341,770 over last year. However, looking at FY96 compared to FY 95, we proposed 124% more cost sharing. Table 21 includes breakdowns for proposal cost sharing for FY96.

Indirect costs sharing proposed is broken out in Table 21. The $586,613 proposed in indirect cost share this year is $365,120 above last year (+65%).

Table 21.  Indirect Cost Sharing in Proposals in FY 96
Quarter	Amount of Indirect Cost Sharing in Proposals Submitted FY 96	Amount of Indirect Cost Sharing in Proposals Submitted FY 95
1-July 1-September 30, 1995	251,959	17,546
2-October 1-December, 31,1995	132,935	49,769
3-January 1-March 29, 1996	190,528	19,920
4-April 1-June 30, 1996	11,191	134,258
Totals:	586,613	221,493
AFFILIATION AGREEMENTS BETWEEN WESTERN AND EXTERNAL AGENCIES

The Office of Sponsored Programs assisted 6 academic departments with coordinating 179 affiliation agreements with external agenies to initiate and continue student internship programs. These agreements enable faculty members and students to interact with professionals throughout the region to enhance curriculum. A breakdown by department of this activity for the year is depicted in Table 22 below. There were 140 more affiliation agreements in FY 96 than in the previous year.

Table 22.  Affiliation Agreements by Department, FY96
Department	Quarter 1	Quarter 2	Quarter 3	Quarter 4	Total
Allied Health and Human Services	16	2	9	48	75
Biology	0	0	0	1	1
Consumer & Family Sciences	0	0	0	9	9
Nursing	74	1	13	4	92
Physical Education & Recreation	0	0	1	0	1
Public Health	0	0	0	1	1
Total:	90	3	23	63	179
THE SPONSORED PROGRAMS HOME PAGE

The Sponsored Programs Home Page contains information about the mission and resources of OSP, SPIN Online to find sponsors, resources, regulations and links to all Federal agencies and many Foundations. The Home Page links you to the Foundation Center, which, in turn, will link you to many other foundations. Statistics about the Commonwealth of Kentucky to help strengthen need statements in proposals are available through this link. Another vital link from the OSP Home Page is to the Kentucky Department of Education. To access any of these links, merely click on contents of interest.

ACTIVITIES OF THE OFFICE OF SPONSORED PROGRAMS DURING FY 96

1. Pre-Award Activities.

Grant Workshops: The Basic and Advanced Workshops were held in October and April at the beginning of the Second and Fourth Quarters. The workshops consisted of 3 similar 3-hour sessions at both basic and advanced levels in Grise Hall 457 and Room 111 of Cravens. Both workshops covered funding sources on the Internet and the contents and links on and from the OSP Home Page. Participants learned to use the computerized Sponsored Programs Information Network (SPIN) during the last hour of the basic workshop in the Grise Hall Computer Lab, searched for funding sources on the Internet and learned the elements of a grant proposal. In addition to teaching about grant information on the Internet and how to retrieve it, the advanced workshop consisted of submissions of grants and a review and discussion by a panel of experts drawn from various programs.

From May 6-17, OSP staff assisted the Center For Teaching and Learning in the for the third straigth year in the dean's workshop for sets of faculty to learn how to write proposals and steps that need to be taken after an award. Participants evaluated the workshop at 89% (326 out of 360 possible points). Faculty and staff members teamed up in sets from CEBS, Ogden and Potter Colleges. Several other faculty and staff members attended on their own. As with last year's event, this year's two-week workshop proved to be successful. An improvement was the production of a Grant Writer's Manual by OSP, which was printed and bound by CTL. Evaluations consistently ran at 4.5 to 5 out of five possible points on a Likert-type scale. Some of the comments by participants were:

Some of the comments such as, "Encourage participants to begin [the] sponsor search before the workshop,"will be implemented in next year's workshop.

Grant workshop for Public School Personnel. The Director of the OSP gave a basic workshop to teachers and administrators at Apollo High School in Owensboro on June 23. This six-hour workshop was sponsored by the Green River Regional Education Consortium. An evaluation rating of 95% (709 of 750 possible points) was received from the 24 educators in attendance. The final hour of the workshop was spent in the computer lab. Participants were able to link to the OSP Home Page and find potential sponsors. For others it was their first introduction to the world wide web and they were fascinated. Some of the comments about the workshop were:

SPIN Searches: During FY 1996, approximately 156 SPIN (up about 50 from the previous year) searches for potential sponsors were conducted for faculty, staff and graduate students by Sponsored Programs staff.

Grant development meetings about grants at different stages occurred with 102 faculty and staff members and students from Agriculture, Allied Health and Human Services, Art, Biology, Chemistry, Community College, Counseling Services, Educational Leadership, Educational Television and Radio Services, Engineering Technology, English, Geography and Geology, Government, History, Industrial Technology, Institute for Economic Development and Public Service, Journalism, Kentucky Museum and Library, Mathematics, Music, Nursing, Philosophy and Religion, Physical Education and Recreation, Physics and Astronomy, Psychology, Public Health, Teacher Education and TRIO. These conversations were backed up with discussions with Deans and Assistant Deans.

Email Network: Literally hundreds of grant announcements were emailed to faculty and staff on targeted Sponsored Programs mailing lists. These messages contained announcements for new grant competitions, deadlines for submissions, tips on writing to various sponsors, and recent compliance regulations as revised or initially incorporated by agencies.

2. Post-Award Activities.

Post-award meetings were held with numerous project directors about budgets, modifications, carry over funds, extensions, and final reports. The following table indicates the number of charts of accounts established this FY.

Table 23.  Charts of Accounts
Quarter	        Charts of Accounts Established
1	              43
2	              60
3	              37
4	              50
Total this FY	190

3. New Sources about Grant Writing.

Writing Grant Proposals: A Resource Guide, Was compiled by OSP staff during the Fourth Quarter. This 70 page booklet addresses why grants are developed, how one can tell a good proposal from a not-so-good attempt, pre-proposal steps, working with program officers at sponsors, a checklist that grant reviewers use, same proposal letters for foundations, sample budget, and a proposal writing short course. Grants: A Bibliography of Selected Resources Available in the Helm Library Reference Area Grants Information Center, is available to complement SPIN. The Bibliography was made available on the Sponsored Programs Home Page. Moreover, the Reference Section in the Library contains publications of the Foundations Center and manuals about grant writing. Molly Daniel, Sponsored Programs Development Coordinator compiled Selected Kentucky Foundations to complement Grants: A Bibliography . . . mentioned above. Selected Kentucky Foundations is a director that all Western grants writers will want to review while finding sponsors, since opportunities for funding increases with geographical proximity to Western. Personal copies are available upon request from the Office of Sponsored Programs by email to any OSP staff member.

4. Human Subjects of Research.

Nine projects were approved by the Human Subjects Review Board during FY 96. Seven were expedited and two were exempted.

5. Coordination Campus-Wide.

The Office of Sponsored Programs sent monthly newsletters, abstracts of awards, proposal announcements (RFP"s), proposal deadlines, legislative updates and grant tips to deans, heads, and individuals both by email, announcements on the OSP Home Page, and by direct mail.

6. Coordination with the General Representative in Washington, D.C.

Coordination continues on two projects: workforce assistance and safe drinking water.

7. Resources Strategy Group.

With appropriate support, this group will convene again during Fall Semester 1996.

8. The Guide to the Preparation of Grants and Contracts

Explains policies and standards of the University and was disseminated to facilitate the efforts of project developers. This document may be found on the OSP Home Page.